Job Description
Job Type
Full-time
Description
Title: Compliance Officer Job Summary: The Compliance Officer will provide support to various lines of business by researching, interpreting, and assisting with applying the laws and regulations related to each applicable line of business. As subject matter expert for their assigned laws and regulations, the Compliance Officer will provide consultative advice across all lines of business related to compliance. The Compliance Officer will perform oversight activities and assume responsibility for mitigating and discouraging actions that may expose Vision Bank to risk outside its desired risk appetite.
Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities that are required of the employee for this job. Duties, responsibilities, and activities may change at any time with or without notice.
Duties/Responsibilities: - For assigned lines of business and/or regulations, serve as the corporate subject matter expert across the designated lines of business.
- Develop relationships of trust and confidence with the designated lines of business.
- Provide oversight and monitoring of line of business processes and controls.
- Proactively identify process improvements or control gaps and facilitate necessary associated changes.
- Keep abreast of new laws and regulations.
- Assist with regulatory compliance exams.
- Assist with corporate policy and training development.
- Educate and provide consultative advice on assigned regulations.
- Provide independent review and challenge on various line of business activities.
- Participate in or lead various projects related to mitigating risk to Vision Bank.
- Review marketing materials for regulatory compliance.
Requirements
Required Skills/Abilities: - Ability to exhibit our core values; Integrity, Enthusiasm, Accountability, Excellence, Customer First, Professionalism, and Respect.
- Identify and report risks that could impede the reputation, safety, security, or financial success of the bank.
- Ability to comprehend and interpret federal and state laws that apply to the designated lines of business.
- Excellent verbal and written communication skills. Able to adjust communication style to handle effectively diverse situations.
- Strong relationship management and leadership skills.
- Proven ability to work in a team environment.
- Excellent organizational skills and attention to detail.
- Sound decision-making skills; able to make decisions independently and quickly.
- Sound understanding of compliance risks.
- Strong research skills coupled with strong problem solving/analytical skills.
- Proficient with Microsoft Office or related software.
Education and Experience: - Bachelor's degree in finance, business administration, or related field; or equivalent combination of experience and/or training.
- Demonstrated knowledge of the banking industry and products, including the systems supporting them.
- CRCM candidate or CCBCO certification preferred.
Job Tags
Full time,